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DOL Delays Applicability of Fiduciary Rule, but the Horse is Out of the Barn...

The Department of Labor has delayed by 60 days the applicability date of the long-debated Fiduciary Rule. The rule was to be effective April 10 and now ... read more >

Retirement Plan Litigation Spreads to 403(b) Plans

Litigation alleging breach of fiduciary that has beset large 401(k) plans for the last decade has now spread to the not-for-profit world as numerous large ... read more >

Our View on DOL Fiduciary Rule Regarding Retirement Investment Advice

BACKSTORY. In April of this year, the U.S. Department of Labor (DOL) issued a long-awaited regulation that essentially applies a “fiduciary” ... read more >

Is Your 401(k) Plan a Potential Litigation Target?

In a recent article on NAPA Net, Nevin E. Adams, JD, Chief of Marketing & Communications for the American Retirement Association, outlines six (6) ... read more >

401(k) Fee Disclosure Is Long Overdue

On May 18, 2010, Putnam Investments became one of the first national providers to announce what it termed a “revolutionary” new 401(k) platform ... read more >

SEC Looking Closely at Collect Investment Trust (CIF) Investments

The SEC has announced that it is taking a close look at collect investment trust (CIF) investments as they are not subject to SEC regulation. Karl Kunkle, from Schneider Downs Wealth Management Advisors, explains.... read more >