Audits of Compliance

We conduct compliance reviews targeted at evaluating the adequacy of controls intended to promote compliance with laws and regulations.These reviews encompass Federal Reserve regulations, CFPB regulation –from the Bank Secrecy/Anti-Money Laundering Act to Regulation Z (TILA), and everything in between.

case studies

 
big problem:
A not-for-profit client out of 401(k) compliance.
big thinking:
Allowing more contributions by highly paid employees.
 
big problem:
Hackers attempting a six-figure wire transfer.
big thinking:
Rapid action spearheaded active containment and response.

our thoughts on

Bill S. 1564 Calls for Delay of CECL Implementation Until a Quantitative Economic Impact Study is Completed
Financial Institutions - Regs on Regs on Regs
Financial Trustee Service Considerations
Addressing Technology Risks within the Financial Services Industry
Private Companies Rejoice - VIE Rules are Changing for the Better

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contact us

Map of Pittsburgh Office
Pittsburgh

One PPG Place, Suite 1700
Pittsburgh, PA 15222

contactsd@schneiderdowns.com
p:412.261.3644     f:412.261.4876

Map of Columbus Office
Columbus

65 East State Street, Suite 2000
Columbus, OH 43215

contactsd@schneiderdowns.com
p:614.621.4060     f:614.621.4062