Audits of Operational Controls

Our operational reviews focus on strengthening controls and improving the efficiency and effectiveness of operations. The following is a representative sample of the areas that can be audited:

  • Accounting and Financial Reporting 
  • Accounts Payable/Purchasing
  • ACH (NACHA)
  • ALLL and Problem Loans
  • Asset/Liability Management/Treasury
  • ATM/Debit Card Administration 
  • Board Reporting
  • Branch Operations 
  • CALL Report
  • Cash and Due from Banks
  • Commercial, Consumer and Residential Mortgage Lending 
  • Deposits/IRAs 
  • ID Theft/Red Flag Programs
  • Investment Securities
  • Liquidity Risk and Interest Rate Risk
  • Loan Administration and Servicing 
  • Mobile Banking
  • Non-Deposit Investment Products 
  • Payroll/Human Resources
  • Remote Deposit Capture 
  • Wire Transfers

Schneider Downs’ financial institutions consulting practice is well-equipped to help institutions navigate the changes.  As one of the largest consulting practices in the region, the depth of our resources enables us to provide financial institutions like yours with the expertise to effectively address risk management and internal audit needs. Learn more at www.schneiderdowns.com/financial-services or contact us for more information.

case studies

 
Ransomware attack halted a global manufacturer's operations.
big problem:
Ransomware attack halted a global manufacturer's operations.
big thinking:
Recover and secure the system – fast – save $1 million in ransom.
 
High tax burden for family-owned franchisor.
big problem:
High tax burden for family-owned franchisor.
big thinking:
Comprehensive planning for a 15% tax reduction.
our thoughts on
Fraud Risk Assessments – What your Organization Should Consider
The FFIEC’s Take on Addressing Pandemic Planning within Business Continuity Processes
ERM for Financial Services
Charges Filed Against First American Title Insurance Company For Cybersecurity Lapse
Risks to Consider When Reopening Your Branches
contact us
Map of Pittsburgh Office
Pittsburgh

One PPG Place, Suite 1700
Pittsburgh, PA 15222

contactsd@schneiderdowns.com
p:412.261.3644     f:412.261.4876

Map of Columbus Office
Columbus

65 East State Street, Suite 2000
Columbus, OH 43215

contactsd@schneiderdowns.com
p:614.621.4060     f:614.621.4062

Map of Washington Office
Washington, D.C.

1660 International Drive, Suite 600
McLean, VA 22102