Audits of Operational Controls

Our operational reviews focus on strengthening controls and improving the efficiency and effectiveness of operations. The following is a representative sample of the areas that can be audited:

  • Accounting and Financial Reporting 
  • Accounts Payable/Purchasing
  • ACH (NACHA)
  • ALLL and Problem Loans
  • Asset/Liability Management/Treasury
  • ATM/Debit Card Administration 
  • Board Reporting
  • Branch Operations 
  • CALL Report
  • Cash and Due from Banks
  • Commercial, Consumer and Residential Mortgage Lending 
  • Deposits/IRAs 
  • ID Theft/Red Flag Programs
  • Investment Securities
  • Liquidity Risk and Interest Rate Risk
  • Loan Administration and Servicing 
  • Mobile Banking
  • Non-Deposit Investment Products 
  • Payroll/Human Resources
  • Remote Deposit Capture 
  • Wire Transfers

Schneider Downs’ financial institutions consulting practice is well-equipped to help institutions navigate the changes.  As one of the largest consulting practices in the region, the depth of our resources enables us to provide financial institutions like yours with the expertise to effectively address risk management and internal audit needs. Learn more at www.schneiderdowns.com/financial-services or contact us for more information.

case studies

 
Let’s discuss preventing ransomware attacks on your company. Email me directly <a href='mailto:twarren@schneiderdowns.com?cc=contactSD@schneiderdowns.com'>here</a>.
big problem:
Let’s discuss preventing ransomware attacks on your company. Email me directly here.
big thinking:
Company impacted by ransomware.
 
Let’s discuss opportunities to reduce your company’s tax burden. Email me directly <a href='mailto:dmorally@schneiderdowns.com?cc=contactSD@schneiderdowns.com'>here</a>.
big problem:
Let’s discuss opportunities to reduce your company’s tax burden. Email me directly here.
big thinking:
Inefficient tax credit realization.
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