Audits of Operational Controls

Our operational reviews focus on strengthening controls and improving the efficiency and effectiveness of operations. The following is a representative sample of the areas that can be audited:

  • Commercial and Residential Loan Originations/Administration
  • Wire Transfers
  • Asset/Liability Management/Treasury
  • Investment Securities
  • Branch/Retail Banking Operations
  • ID Theft/Red-Flag Programs
  • Cash and Due from Banks
  • ATM/Debit Card Administration
  • Accounts Payable/Purchasing
  • Federal Funds and Automated Clearing House (ACH)
  • Payroll/Human Resources